Thursday 8 November 2018


12:00 pm


1.5 CDP hours

Session Topic

Examining changes to compliance engagement

The revised ASAE 3100 Compliance Engagements has been operative for assurance engagements commencing on or after 1 January. There are several significant changes that auditors need to understand and implement. This session will:

  • Identify the types of engagements that fall within its scope
  • Explain the interrelationship of ASAE 3100 with ASAE 3000 Assurance Engagements
  • Other than Audits or Reviews of Historical Financial Information
  • Identify the significant changes to ASAE 3100
  • Explain its key requirements, and
  • Describe the importance of client communications in terms of scope and reporting.
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This session is presented by:

Sonya Sinclair

Audit and risk management expert

Sonya is a registered company auditor, registered superannuation auditor and quality-control reviewer, CAANZ. Sonya specialises in risk management, implementation of audit quality through development of audit systems and processes, and interpretation and advice on generally accepted accounting and auditing principles. Sonya has over 15 years’ experience in auditing and financial reporting, bringing a collaborative style and balancing technical aspects with practical recommenations to clients.