Thursday 5 May 2022


2:30 pm


1.5 CPD Hours

Session Topic

Auditing trust accounts, AFSL and other compliance engagements

Many auditors undertake compliance engagements concerning trust accounts of accountants, solicitors, and travel agents and also AFSL.  While compliance-reporting frameworks vary, the assurance to be provided by auditors falls under ASAE 3100 Compliance Engagements.

ASAE 3100 has extensive requirements – client acceptance, ‘reasonable’ and ‘limited’ assurance engagements, quality control, planning, evidence, documentation, and reporting.

This session will:

  • Briefly identify some of the common compliance-reporting frameworks, and
  • Explain the requirements of ASAE 3100.
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This session is presented by:

Colin Parker

Principal | GAAP Consulting | Financial Reporting Expert

Colin, Principal of GAAP Consulting, is an expert in financial reporting, auditing and related governance issues, and was previously a member of the Australian Accounting Standards Board.

He has conducted many independent expert and consulting experts reports on professional negligence, and accounting and auditing standards. He is the team leader advisory and litigation services and adviser to GAAP Training and Reportfraud.


Chanelle Pienaar

Principal | Audit Assist

Chanelle is an accomplished Chartered Accountant with more than 20 years’ experience as an auditor in a wide variety of Financial Audit and Audit Quality Control projects. Chanelle has abroad range of experience covering Financial Statement Audits, Audit Quality Control Reviews, Trust Account Audits and AASB implementation Advice & Assistance.

Chanelle has strong technical knowledge and enthusiastic training style ensures that all participants, from the graduate to the partner, receive maximum value from each training session.