Tuesday 7 April 2020


2:30 pm


1.5 CPD hours

Session Topic

Audit quality – learning the lessons from ASIC audit inspections

ASIC is adopting a broader, more intensive supervisory and enforcement approach to audits.  In December, the commission issued a report on the results from its audit-firm inspections to 30 June 2019 as well as a supplementary report on audit-quality measures, indicators and other information.  This session will:

  • Analyse ASIC’s key inspection findings and their effects on the audit practice and conduct of audits
  • Describe developments in audit quality, and
  • Outline what audit members need to do to improve audit quality.
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This session is presented by:

Sonya Sinclair

Audit and risk management expert

Sonya is a registered company auditor, registered superannuation auditor and quality-control reviewer, CAANZ. Sonya specialises in risk management, implementation of audit quality through development of audit systems and processes, and interpretation and advice on generally accepted accounting and auditing principles. Sonya has over 15 years’ experience in auditing and financial reporting, bringing a collaborative style and balancing technical aspects with practical recommenations to clients.